KMS Financial Services

We offer securities through KMS Financial Services, Inc., a Seattle-based independent and privately owned Registered Investment Advisor (RIA) and broker-dealer. KMS provides oversight and requires compliance with the rules and guidelines of several regulatory bodies, including the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC), the Securities and Exchange Commission, and the 50 states. These regulations exist for your protection, and we partner with KMS to give them the highest priority.